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Rule II
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#	Item
141	Regulatory Briefing Book Issue I: Regulation AB II Final Rule September 1, 2014 Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-10-22 14:30:58 United States securities law Investment 73rd United States Congress Securities Securities Act Asset-backed security Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Regulation D Financial economics Finance United States Securities and Exchange Commission
142	Page 20 of 21 Exhibit 5 - Text of the Proposed Rule Change Underlining indicates additions; [Brackets] indicate deletion II. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-23 09:56:43 Fee Pricing Market maker
143	EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. CHAPTER II. MEMBERS OF THE EXCHANGE *** Rule 2.5. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-28 07:52:02** Finance Clearing ACT Settlement Depository Trust & Clearing Corporation Clearing house Securities Financial economics Financial system
144	EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. CHAPTER II. MEMBERS OF THE EXCHANGE *** Rule 2.5. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-28 07:53:03** Finance Clearing ACT Settlement Depository Trust & Clearing Corporation Clearing house Securities Financial economics Financial system
145	Regulatory Briefing Book Issue III: Liquidity Coverage Ratio Final Rule October 16, 2014 Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-10-22 12:57:37 Financial markets United States housing bubble Systemic risk Bank regulation Basel III Basel II Market liquidity Liquidity risk Asset-backed security Financial economics Economics Finance
146	Regulatory Briefing Book Issue II: NRSRO Final Rule September 22, 2014 Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-10-22 14:29:36 United States securities law Contract law Criminal law Due diligence Securities Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act Credit rating agency Securities Act Law Financial economics Finance
147	Frequently Asked Questions and Answers NCUA’s Risk-Based Capital Revised Proposed Rule January 2015 Q1. How can I quickly learn what has changed in the revised proposal compared to the original proposal? NCUA has creat Add to Reading List Source URL: www.ncua.gov Language: English - Date: 2015-01-22 14:00:22 Finance Government Financial economics National Credit Union Administration Credit union Federal Deposit Insurance Corporation Basel II Corporate credit union Capital adequacy ratio Bank regulation in the United States Independent agencies of the United States government Banking
148	November[removed]Revised Regulatory Capital Rules, Part 324 (Basel III) – Job Aid for Examiners This job aid summarizes many of the key changes with the Regulatory Capital Final Rule issued by the Federal Reserve Board o Add to Reading List Source URL: www.csbs.org Language: English - Date: 2014-12-18 09:24:59 Banking United States housing bubble Financial ratios Debt Capital requirement Basel II Capital adequacy ratio Tier 1 capital Undercapitalization Finance Financial economics Economics
149	THE STATE OF NEW HAMPSHIRE SUPREME COURT OF NEW HAMPSHIRE ORDER Pursuant to Part II, Article 73-a of the New Hampshire Constitution and Supreme Court Rule 51, the Supreme Court of New Hampshire issues the following order Add to Reading List Source URL: www.courts.state.nh.us Language: English - Date: 2015-01-05 16:59:11 Civil procedure New Hampshire Supreme Court Ancillary jurisdiction
150	THE STATE OF NEW HAMPSHIRE SUPREME COURT OF NEW HAMPSHIRE ORDER Pursuant to Part II, Article 73-a of the New Hampshire Constitution and Supreme Court Rule 51, the Supreme Court of New Hampshire adopts the following amend Add to Reading List Source URL: www.courts.state.nh.us Language: English - Date: 2014-12-29 12:23:44 Practice of law United States law New Hampshire Supreme Court United States Constitution Bar examination Supreme Court of the United States Illinois Board of Admissions to the Bar Law State supreme courts Admission to the bar in the United States

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